: January 27
: January 16
June 5, 2003
- SEC implements internal control provisions of Sarbanes-Oxley Act; adopts non-exclusive safe harbor from the definition of investment company for certain R&D companies.
The SEC's press release is available HERE.
The SEC is expected to publish the texts of the new rules on its
NYSE and NASD have filed with the SEC amendments
to their research analyst rule proposals that were originally
filed with the SEC in October 2002. The amendments are designed
to address certain requirements of the Sarbanes-Oxley Act, among
other things. The SEC is expected to act on these proposals before
July 30, 2003, which is the date by which the Sarbanes-Oxley Act
requires rules addressing its requirements be adopted.
The text of the amendments are available by clicking HERE.
The original proposals are available by clicking HERE.
January 27, 2003
- The Washington Legal Foundation is hosting an event on enforcement
of white collar crime laws on Wednesday, January 29.. Please click
January 16, 2003
- The Federalist Society's Corporations, Securities & Antitrust
Practice Group is co-sponsoring a panel on Antitrust and Intellectual
Property issues. The panel, "Who Wins the Battle Between Antitrust
and Intellectual Property?" will be held January 31st at the National
Press Club. Please click HERE
for more details and to register.