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Michael Uhlmann*
All is not well in the state of American lawyering. Hardly a month
passes without a book, report, or major speech dissecting this or
that organ of the legal profession as if it belonged to a decaying
body. Today it might be the worship of the billable hour or the
continuing crisis in the tort system; yesterday it may have been
the ideologization of law schools or the unreadable banality of
law reviews; tomorrow it will be (yet again) a disturbing analysis
of overcrowded court dockets or more tales from the crypt of judicial
excess. Any such list of woes would of course differ from critic
to critic, but one thing seems certain: the good news would be hard
to find
Whether this condition represents a passing bout of dyspepsia or
something more permanently debilitating, we do not know. We do know
that the American bar has suffered through periods of self-critical
ferment in the past yet lived to tell the tale, most notably in
the closing decades of the nineteenth century when many of the bar
associations prominent today first came into existence. Then, the
rallying cry was for higher professional standards. Today, the rallying
cry is for...well what? More rigorous professional standards, surely,
but is that what the fuss is all about?
Not if you ask Mary Ann Glendon, Professor of Law at Harvard and
author of A Nation Under Lawyers, or Anthony Kronman, recently appointed
Dean at the Yale Law School, and author of The Lost Lawyer. Each
has written a formidable critique of the legal profession, covering
everything from law school curricula to the private bar and the
judiciary. Each comes to the task with distinctive complementary
virtues: Glendon is a realist tempered by philosophical reflection,
Kronman a philosopher tempered by practicality. Glendon, who practiced
law for some years and knows her way around commercial subjects,
has a lively, conversational style. She is perfectly comfortable
with the world of ideas, but her feet remain at all times earthbound.
Kronman, who trained in philosophy before taking up law, is more
overtly abstract and scholarly. His first home is the world of ideas,
but he is no stranger to the everyday life of lawyers.
Despite these differences in temperament and perspective, both
authors come to a substantially similar (and substantially pessimistic)
conclusion: the profession is now at sea without rudder or compass.
Its myths have lost the capacity to nourish, its heroes are hard
to find and rarely celebrated, its goals can no longer be easily
stated. Its training schools seem to teach cynicism and self-interest
more effectively than they do prudence or professionalism; its judges
are increasingly mired in their own bureaucracies (Kronman) or prone
to second-guess the political branches (Glendon); its private practitioners
seem preoccupied with material rewards, celebrity, and the trappings
of power. What is worse, neither Glendon nor Kronman thinks much
of this will change anytime soon, nor does either have a handy kit
bag of remedies.
Mary Ann Glendon's A Nation Under Lawyers: How the Crisis in the
Legal Profession Is Transforming American Society is an eloquent
and spirited tribute to the craftsmanship of the common-law tradition,
a lament for its passing, and a plea for its restoration. Along
the way, Professor Glendon writes love letters to Holmes and Cardozo
and the Hands, and to the now all-but-forgotten Karl Llewellyn (whose
virtues feature prominently in the Kronman book as well). She also
proffers trenchant observations on tendentious academic scriveners,
the inanity of much that is published in law reviews, the personal
and constitutional vanity of overreaching judges, and the maniacal
pursuit of the billable hour by modern-day lawyers. This is a tough-minded,
practical, and comprehensive assessment of contemporary lawyering,
written by one familiar with the foibles she surveys. In less competent
hands, so broad an indictment might mark its author as a carping
critic, but Glendon is anything but a scold. Her concern for the
profession she entered a generation ago is apparent on every page.
So is her love of craft--and her impatience with shoddy work, humbug,
and vainglory.
Professor Glendon knows exactly what Burke meant when he said that
the study of law broadens the mind by narrowing it. She also knows
that law is a trade, albeit a trade affected with a public interest.
Lawyers would be a lot happier (and society much better off), she
implies, if they dropped some of their highfalutin pretensions--whether
for moneymaking, fame, or power--and instead took greater pride
in delivering useful services for their clients. As things stand
today, Glendon suggests, lawyers tend to feel dissatisfied unless
they're making a million bucks, acquiring reputation as courtroom
killers, or reconstructing society to accord with some textbook
formula. Too many movies taken too much to heart, perhaps. A more
likely suspect, Glendon says, are the faculties of many law schools,
which breed cynicism about the rule of law while denigrating the
virtues of private practice.
Glendon's critique of the legal profession is in some respects
a continuation of themes she broached in her widely praised 1991
book, Rights Talk: The Impoverishment of Political Discourse. There,
she lamented our diminished sense of political community and the
degeneration of constitutional debate into a feckless logomachy
about whose rights trump whose. Although the narrow focus of her
new book is what lawyers think about themselves and their chosen
occupation, its broad theme is the self-denigration of the legal
profession and what that means to a nation whose roots are uniquely
intertwined with the rule of law. Appropriately enough, Professor
Glendon begins with Tocqueville's praise of lawyers and lawyering
in the early Republic. Lawyers were, he said, the closest thing
to an aristocratic class that he had observed in America. They brought
continuity and stability to a society whose tendencies were otherwise
turbulent and centrifugal. Tocqueville was acutely aware--in ways
that we are not--of the ancient skepticism concerning democracy.
According to this view, democratic regimes were preoccupied with
short-term, venal interests and inclined to volatility and envy.
For these reasons, they tended to be weak and often short-lived:
if they did not crumple from within, they were apt to be overrun
from without. When the Framers undertook to create, in James Madison's
words, "a republican remedy for the diseases most incident
to republican government," they believed that the rule of law
as solemnly embodied in the Constitution could overcome the ancient
prejudice against the deficiencies of popular government. As Martin
Diamond once put it, they believed that a properly constituted government
could make democracy safe for the world.
This emphatic reliance on the rule of law in the American regime
necessarily enhanced the social and political dignity of the lawyer,
which is one reason why Tocqueville hoped that lawyers would act
as ballast for the democratic ship of state. For the better part
of our history, Glendon argues, the best lawyers were esteemed not
merely because they were clever rhetoricians or wealthy pillars
of the community, but because they exercised a conspicuously important
public trust as steward of the rule of law. To be sure, not all
lawyers thought or acted in such high-minded terms, but the ideal
was proclaimed by school and bench and bar alike. There were scalawags
aplenty, but they wouldn't have dreamed of defending their behavior
in public, nor would their cunning have been acclaimed in the popular
media. This older dispensation, however, appears to have gone the
way of parchment and quill. The new order, says Glendon, is represented
by a series of propositions utterly inconsistent with the earlier
tradition (p. 6):
that we live under a rule of men, not law; that the Constitution
is just an old text that means whatever the current crop of judges
says it does; that all rules (including the rules of professional
ethics) are infinitely manipulable; that law is a business like
any other; and that business is just the unrestrained pursuit of
self-interest.
The remarkable thing, says Glendon, is not that these opinions
are new (they are not), but that they now have a sizable following
and are openly advanced and defended by many leading lights of the
law.
The world of private practice has absorbed the new doctrine all
too well. Professor Glendon, who practiced in Chicago for some years
before turning to teaching, has a good feel for life in the modern
firm and how it has changed over the past generation. She eschews
the overworked distinction between "trade" and "profession"
which has dominated public discussion of late and relies instead
on Jane Jacobs' distinction between "raider" ethics (which
prize combative strength and cunning) and "trader" ethics
(which prize conciliation and reasoned discourse). Acknowledging
that the law has always had its share of both types, Glendon worries
that the raider mentality now exercises a talismanic hold on today's
practitioners. The result has been in many cases "a mutually
destructive war of all against all" (p. 286). She notes the
moral ambivalence that so often attends discussions of professional
ethics today, throwing the lawyer back upon his own instinct, which
in turn seldom moves beyond an unreflective calculation of his own
self-interest. But where self-interest reigns supreme, in what is
a lawyer to vest personal pride? Alas, it seems to be litigation,
the pursuit of billable hours, and the celebration of politically
fashionable causes. These goals have been achieved, she says, "at
the expense of the useful services that have always given lawyers
in the aggregate their best chance to achieve personal satisfaction
while contributing to the well-being of their fellow citizens"
(p. 108).
Professor Glendon next turns her attention to the judiciary, and
in three short essays that make one yearn for more, she excoriates
those latter-day solons whose personal vanity is exceeded only by
their sense of constitutional plasticity: nary a social problem
in sight, they presume, that can't be cured by a nattily inventive
judicial decree. By way of contrast, Glendon offers the models of
Holmes, Cardozo, and Learned Hand who, for all their genius, practiced
a kind of professional humility that is in short supply among judges
today. She has much to say about the presumption and immoderation
of judicial excess today, and she says it with commendable brevity.
Justices Kennedy and Brennan here meet a stiletto that is wielded
with devastating effect.
Having analyzed the bench and the bar, Professor Glendon turns
a gimlet eye upon the academy. Here she laments the declining prestige
of the legal treatise (once the most honored product of faculties
and the staple of law reviews) and the rise of "one-sided advocacy
in the guise of scholarship" (p. 208). She traces the origins
of this new "scholarship" to its relativist roots (p.
209).
Many legal academics still share with their colleagues in other
disciplines the scholar's commitment to pursue knowledge wherever
it leads and whatever its unpopularity. But for a growing coterie
of professors in the human sciences, including law, that ideal is
simply meaningless. In some quarters, notions of knowledge, objectivity,
and truth have come under heavy attack. If truth is whatever you
want it to be, or the will of the stronger, the distinction between
scholarship and advocacy collapses. If all law is radically indeterminate,
then all legal scholarship becomes a form of advocacy.
Over time, teaching based on such beliefs breeds cynicism about
the rule of law and therefore indifference to its defense. It also
tends to undermine that indispensable sense of craftsmanship which
makes the pursuit of law both dignified and pleasurable. So long
as such doctrines reign in our schools of law, Glendon argues, we
cannot hope to cure the ills of the bar. In the end, what lawyers
think about themselves and their profession turns out to be decisively
important in determining what they do. And if they think the rule
of law is but a fiction, ultimately indistinguishable from the caprice
of men, their actions will follow suit. In a society uniquely dedicated
to and dependent upon the rule of law, such a change is not only
sad, it is dangerous.
Yale Dean Anthony Kronman would not disagree. His is not a happy
tale, as the title of his book suggests: The Lost Lawyer; Failing
Ideals of the Legal Profession. Kronman believes that the profession
has lost any coherent understanding of what it once was or could
be, other than a trade organized for profit. The profession, he
says, "now stands in danger of losing its soul" (p. 1).
For the better part of two centuries, he argues, that soul had been
decisively formed by a particular set of aspirations and values.
Chief among these was the belief (pp. 2-3)
that the outstanding lawyer--the one who serves as a model for
the rest--is not simply an accomplished technician but a person
of prudence or practical wisdom as well... .To those who shared
this view it seemed obvious that a lawyer's life could be deeply
fulfilling. For the character-virtue of practical wisdom is a central
human excellence that has an intrinsic value of its own. So long
as the cultivation and exercise of this virtue remained an important
professional ideal, lawyers could therefore be confident that their
work had intrinsic value too. But in the last generation this ideal
has collapsed, and with it the professional self-confidence it once
sustained.
The old dispensation expressed itself most emphatically, says Kronman,
in the ideal of the "lawyer-statesman," the practitioner
who was at once a skilled technician, a public-spirited citizen
and, above all, a paragon of practical wisdom.
Kronman points out how modern philosophy has devastated the rationale
underlying the lawyer-statesman ideal. The greater part of The Lost
Lawyer is devoted to the reestablishment of that ideal on what Kronman
considers to be philosophically defensible grounds. Readers will
differ on whether he is successful, but it is remarkable that the
dean of a major law school should be cognizant of such matters at
all; it is even more remarkable that he tries to do something about
it. The essence of his argument is that the good lawyer must, in
some significant sense, also be a good man or woman. This understanding,
Kronman says, was once widely accepted implicitly if not explicitly,
but is now under attack almost everywhere.
Of the law schools, Kronman observes that they have long since
abandoned the effort to inculcate practical wisdom in their students.
If anything, faculties tend to be downright hostile to the idea,
if they understand its importance at all. Kronman lays almost equal
blame at the door of two seemingly disparate trends in modern law
curricula: the law and economics movement and the critical legal
studies movement. Despite their ideological differences, both schools
share the belief that law is essentially a subsidiary or derivative
form of knowledge. In order to give an adequate account of themselves,
they refer to a higher, architectonic body of knowledge so as to
explain and justify their existence. In the one case, that higher
science or understanding will be found in economics; and in the
other, in the gender, psychological, race, or class preferences
that are said to constitute the "real" basis of law. Both
schools are seen by Kronman as latter-day extensions of the effort,
begun in the nineteenth century, to establish a foundation for law
akin to that which underlay the natural sciences.
Here Kronman is at his best. His description of how the case method
came to be the more or less exclusive model for law instruction
is masterful, as is his discussion of the legal realists and their
various progeny. The reader will not find anywhere a more lucid
or fair-minded discussion of either topic or of how the modern law
curriculum came to be what it is. Ultimately, Kronman traces the
intellectual fashions of modern law back to a common ancestor, the
seventeenth-century more geometrico of Thomas Hobbes and, in particular,
his Dialogue between a Philosopher and a Student of the Common Laws
of England. There Kronman finds the intellectual wellspring of the
effort to replace the common-law method of reasoning (which relies
inter alia on custom, instinct, precedent, and prudence) with a
more "scientific" understanding. Kronman is precisely
on target here. His discussion of the process by which Hobbes's
argument later informs the jurisprudence of Bentham, Austin and,
in turn, Langdell, the realists, and their latter day descendants
is a rich and subtle argument that will repay close reading.
Like Glendon, Kronman is worried about the curious detachment of
law schools from the everyday experience of practicing lawyers.
The tension between theory and practice has always marked the boundary
between school and what came after, but never has it been so sharp.
On the subject of private law practice, Kronman, like Glendon,
focuses primarily on life in the large corporate firm. Both recognize
the limitations presented by examining so small a group, but it
is true that large firms exercise disproportionate influence both
inside and outside the profession. It is also the case that much
more is known about their mores than about the rest of the bar.
In any event, Kronman's simple and compelling point is that even
as the law schools have moved toward ever more obscurantist academic
doctrinalism, so the large firms have undergone a structural revolution
of their own. The result in both cases is the same: neither seems
to have much room for the ideals represented by the lawyer-statesman.
No one who has been at the bar for a dozen years or more could doubt
this. A large firm lawyer up until 1980 or so would have had much
in common with his predecessors of one, two, or perhaps even five
decades ago. The changes would have been dramatic in many aspects
of his practice, from billing arrangements to the status and role
of associates, but an enduring substance beneath the change would
have been recognizable across the decades.
The pace and character of change in recent years, however, have
no analogue in this century. Among the innovations noted by Kronman
as having great impact are the dramatic increase in firm size and
in the number of multiple-office firms; the gradual disappearance
of the generalist and his replacement by specialists of increasingly
narrow perspective; a remarkable shift in the character of firm-client
relationships (away from long-term and toward transactional engagements);
and a generic weakening of the ties that once bound an attorney
to his firm and the firm to him. Taken together, these and other
changes over the past generation constitute a revolution in the
world of private practice. Kronman's discussion of this sea change,
although rhetorically judicious, paints an alarming picture of life
in the large corporate firm. It not only casts doubt on the survivability
of the lawyer-statesman ideal, but questions whether (if trends
continue) large-firm practice will be distinguishable from a hundred
other activities whose primary propose is to make money.
In the final section of its critique, The Lost Lawyers turns to
the courts. The dramatic increase in caseload in recent years, Kronman
says, has reoriented "the entire professional culture in which
judges work," leading to a "depreciation of the lawyer-statesman
ideal similar to the one that has taken place in ...teaching and
practice" (p. 320). The consequence is not only a heavily bureaucratized
judiciary, but judges who willy-nilly start to think in terms of
efficiency rather than of wisdom. Kronman is no enemy of efficiency,
to be sure, but he does worry that something vital to the rule of
law dies when efficiency becomes the summum bonum. That vital something
is what he calls "deliberative imagination" (p.325), the
ability of the judge to entertain a point of view different from
his own without actually embracing it. This virtue, which he earlier
described as also the distinguishing feature of the prudent practitioner,
constitutes the essential ingredient of good judging as well.
Kronman also laments the decline in collegiality among judges,
especially at the appellate level, and the increasing tendency to
file separate concurrences and dissents. He zeroes in on "the
culture of the clerks," whom he rightly blames for "the
increasing length of opinions, obsessive footnoting and heavy use
of legal jargon," "the growing use of carefully structured
multipart tests," and the "increasing reliance on the
rhetoric of balancing" (p.348). All of these features, he argues,
are the products of excessive zeal of timidity born of inexperience.
Once upon a time, Kronman says, these understandable vices of youth
could be monitored and corrected by gray-haired tutors. But we no
longer have the assurance that the appropriate instruction will
take place (p.352):
contemporary legal theory has a strong anti-prudentialist bias
that has begun to seep into the classroom too. So long as law students
continued to read cases written by older judges who understood the
importance of prudence in their work, this bias was counterbalanced
or offset. But that counterbalance no longer exists. Indeed, in
the opinions they study today, law students are more likely to find
the outlook of their teachers confirmed and strengthened rather
than opposed.
These opinions, Kronman goes on to say, are characterized by the
same analytical spirit that informs the work of many academic lawyers.
It is a vicious cycle. "In this sense one might say that in
America today the moral process of legal education -- of the old
teaching the young -- has been interrupted, or more precisely, that
it never even begins" (p. 352).
Despite his sharp and useful criticisms of the present-day judiciary,
Kronman nevertheless shies away from the implications of his own
argument. He seems oblivious, for example, to the possibility that
judges gratuitously involve themselves in far more business than
the judiciary can intelligently handle. For a work that is otherwise
meticulous in its scrutiny of judicial shortcomings, Kronman's book
is strangely silent on the growth of judicial power in our time
and the ways in which that growth diminishes the idea of limited
government and thereby the rule of law.
In broad theme, Glendon and Kronman weave a credible if depressing
tale and for the most part sustain it with apt and thoughtful evidence.
Given the comprehensive quality of their assessment, it is somewhat
surprising that neither really addresses head-on the issue that
is otherwise present (for the most part silently) on almost every
page of both books. I refer to the deluge of law in the past thirty
to fifty years. There is no better word to describe what has happened
in every field of law, public and private, and at every level of
government. We are positively drowning in the stuff, which is not
quite the metaphor the poets have in mind when they sing praises
to the rule of law.
Such are, it will be argued, the inevitable consequences of the
modern administrative state. This is only partly true. Is it really
necessary, for example, to produce (as OSHA apparently did) some
twenty-odd pages of specifications defining the proper form of a
ladder? In this (and one could adduce countless other examples),
the modern state resembles nothing so much as the legendary regimes
of the Medes and the Persians, known throughout antiquity as the
model of tyrannical caprice. Any resemblance between these bureaucratic
concoctions of the welfare state and the rule of law celebrated
by Glendon and Kronman is at best coincidental. When they sing the
praises of common-law reasoning (and they do so eloquently), they
note its respect for precedent, its capacity to accommodate change,
its civilizing effect upon those over whom the rules operate, its
instructive discipline upon practitioners, and in general its appeal
to the rational faculties.
Such virtues are not easily detected, however, in the commands
of behemoth government, which even when it happens to be right cannot
help behaving clumsily or arbitrarily. That, in turn, may explain
in part why modern-day practitioners tend to be ignorant of or indifferent
to those habits of mind and heart extolled by Glendon and Kronman.
The flood of law also helps to explain the disappearance of the
prudent generalist who is prized for judgment, and the rise of narrow
specialist, who is prized for technique.
In short, the rediscovery of the deliberative qualities extolled
by Glendon and Kronman may require that we first reduce the size
of government.
One last word. As with any general treatment of so large a subject,
one might take issue with the authors' handling of particular subthemes:
Kronman, for example, is splendid in describing the bureaucratization
of the courts, but oblivious to the dangers presented by judicial
overreaching; Glendon is at times unrealistically wistful in her
evocation of the virtues of law practice; both overstate the actual
influence of the lawyer-statesmen in the past. But these and similar
minor defects do not detract from the authors' larger and more important
point, which is that the American bar today is almost entirely bereft
of a sustaining credo through which it can understand and justify
itself. On that score, Glendon and Kronman have delivered a valuable
and long overdue message. Let us hope someone is listening.
*Michael Uhlmann is a Fellow at the Ethics and Public Policy Center.
This article is reprinted from the 1995 volume of The Public Interest
Law Review (National Legal Center for the Public Interest).
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